Investment Management Update - Focus on Data Privacy and Cybersecurity

Pepper partners Gregory J. Nowak and Angelo A. Stio III discussed data privacy and cybersecurity issues for investment funds during a recent webinar for West LegalEdcenter. This podcast is a recording of their session.

Topics covered include why is data privacy and security important (4:51); discussion of the SEC’s Office of Compliance Inspections and Examinations and FINRA scrutiny (9:40); encryption and personally identifiable information overview (14:07); how to protect trade data (19:10); the top threats to data privacy (21:38); what to do before a breach occurs (29:00); why cyber insurance is needed to cover for a cyber attack (32:29); and addressing a breach (45:19).

Download a copy of the PowerPoint Slides.

(Running Time: 59:14)

MP3 File

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Information Management Plan Essential to Handling E-discovery Issues

On December 1, 2006, the amendments to the Federal Rules of Civil Procedure addressing e-discovery became effective.

Listen to this short podcast with Sharon Klein, a partner in the Orange County office of Pepper Hamilton, as she explains the importance of organizations having an Information Management Plan to handle e-discovery issues now that these changes are effective.


(Running Time: 8:55)

MP3 File

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